Feb 15, 2011

The Ramifications, Pitfalls and Unexpected Consequences of a Uniform Fiduciary Standard

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Question regarding a new fiduciary standard are on the minds and lips of most advisors, so we sat down with Brian Hamburger of MarketCounsel to discuss what these recommendations could mean. He said the SEC's recommendations for a single fiduciary standard has created an unfair burden for RIAs. He said the move to "harmonize" regulations for both groups will further reduce any difference between what are essentially securities sellers and investment advisors.