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Regulatory
NAPFA's Changing of the Guard (Part 1)
May 16, 2012

Susan John, NAPFA's outgoing chairwoman, and Ron Rhoades, the organization's incoming chairman, discuss regulatory changes for the financial industry and the ramifications for investors and advisors. Rhoades said: "There's no doubt that FINRA views the investment advisor community as a huge threat and that's why they basically want to take us over and stamp us out."

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