Advisors on the Move: $2.2B Advisor Leaves Credit Suisse for J.P. Morgan
Credit Suisse lost advisors managing a combined $4.1 billion in assets to J.P. Morgan and William Blair. Meanwhile, a Wells Fargo team that had over $2 million in annual fees and commissions left the wirehouse for Raymond James.
A team and solo practitioner made the jump between wirehouses. Read More »
The wirehouse, which said it added 151 advisors, reported that it had paid out $284 million to clients who have lodged complaints related to the sale of Puerto Rico bonds. Read More »
Anna Snider, who previously led the firm's Global Equity Due Diligence team within Investment Management & Guidance, succeeds Brian Partridge. Read More »
The wirehouse hired Vinay Pande, a former partner at the asset management firm, as clients move more towards hedge fund-like products to weather market shocks. Read More »
A FINRA panel ordered the wirehouse to pay a client $95,000 for losses relating to bonds issued by the island commonwealth. By contrast, UBS says it faces more than $1 billion in similar claims. Read More »
A recruit with more than 30 years experience moves his independent practice to Wells Fargo. Read More »
UBS executive Jason Chandler explains how a determined pitch landed him his first management position and a key mentor. Read More »
The wirehouse veterans left to join Raymond James' employee channel. Read More »
The group made the move over to the employee side of Wells Fargo. Read More »
Naureen Hassan, who oversaw Charles Schwab's Intelligent Portfolios Service, will lead Morgan Stanley's strategy for digital tools and platforms. Read More »
Former Merrill Lynch advisors launch a new office with IHT Wealth Management. Read More »
With regulatory scrutiny on the rise, Ann Limberg, U.S. Trust's head of philanthropic solutions and the family office, discusses her firm's approach to clients' charitable giving. Read More »
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