Compliance officers of the world unite! The recent election results have the majority of the Washington crowd elated that they will not only keep their jobs, but will have another one to hop to with ease. Not so simple for advisors.
There's been an uptick of "warnings" and people being fired. If you think the ax is coming down on you, it probably is. But, there are certain actions you can take to help ensure you are prepared for the day it does or to avoid it all together. If you are quick enough, it just may miss you all together.
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