The Financial Industry Regulatory Authority announce Tuesday that it has hired Robert Colby as its Chief Legal Officer, replacing the organization's General Counsel, Grant Callery, and its General Counsel for Regulation, Marc Menchel.

He will oversee the corporate and regulatory functions of the Office of General Counsel, along with the Regulatory Policy Group, which, among other things, is responsible for implementing FINRA’s Corporate Financing and Advertising rules. Colby will join FINRA on June 18.

Register or login for access to this item and much more

All On Wall Street content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access