A former UBS broker was ordered to pay the firm more than $4 million by a FINRA arbitration panel, a claim representing more than half of the total awards handed out by the regulator against advisors this month.

Michael Britt Doyle had been with UBS for four years when he left the firm in 2011 to join an independent advisor firm in San Francisco, according to FINRA BrokerCheck.

Register or login for access to this item and much more

All On Wall Street content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access