WASHINGTON – FINRA CEO Richard Ketchum says more needs to be done to keep an eye on the industry's bad apples – and to keep out the most rotten ones.

"I am disappointed with some of the hiring practices that continue to exist within the industry," Ketchum tells reporters at the regulator's annual conference.

Register or login for access to this item and much more

All On Wall Street content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access