FINRA has permanently barred a former Deutsche Bank advisor for alleged market manipulation regarding stock for a hedge fund client.
FINRA alleges that Edward Brokaw, who worked in Deutsche Bank’s Securities office in Greenwich, Conn., engaged in a series of illegal activities that resulted in the fluctuation of the stock value price of Monogram Biosciences Inc. [MGRM] to suit the needs of a hedge fund client, his family and himself.
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