FINRA named Robert W. Cook, an attorney and former SEC director, as a replacement for the regulator's retiring CEO Richard Ketchum.

From 2010 to 2013, Cook served as director of the Division of Trading and Markets at the SEC, where he oversaw 250 employees responsible for oversight of securities exchanges, markets and FINRA, according to the regulator.

Register or login for access to this item and much more

All On Wall Street content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access