WASHINGTON -- As FINRA tries to keep pace with an ever-evolving investment market, it is increasingly looking to technologies such as cloud computing, big data and analytics to help it police the broker-dealer community, a top official said on Monday.
Speaking at the Insured Retirement Institute's regulatory conference, Carlo di Florio, FINRA's chief risk officer and head of strategy, outlined a vision of a more nimble organization better able to stay on top of market trends and protect investors.
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