Morgan Stanley won a $750,000 clawback from a former advisor who claimed that the firm had failed to notify him of obligations to disclose criminal charges, arbitration records show.
The advisor, Kenneth Scott Walters, joined Morgan from UBS in 2008, according to BrokerCheck records. He parted ways with the wirehouse in 2014, joining Triad Advisors, a hybrid-RIA based in Norcross, Ga.
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