When Robert Cook becomes FINRA's CEO later this year, he'll have to steer the regulator through a bevy of hot button issues and increasingly sharp criticism from Congress, experts and critics say.
"FINRA is facing so many external pressures to its existence," says Bradley Bondi, a partner at Cahill Gordon & Reindeland and a leader of the firm's securities enforcement practice. "It does not surprise me that it picked someone like Bob Cook who is an experienced broker-dealer attorney, is well versed on the current issues and knows his way around the SEC."
Register or login for access to this item and much more
All On Wall Street content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access