The SEC charged an ex-UBS broker with falsifying statements and stealing $730,000 from elderly clients, some of whom were legally blind.
Authorities said the Roanoke, Va.-based broker, Donna Jessee Tucker, allegedly defrauded nine clients by either stealing their money or falsifying their financial documents from 2008 to 2013. She was alleged to have used the money to pay for vacations, a country club membership, three vehicles, clothes and other personal expenses.
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