The Securities and Exchange Commission has extended by four months the date by which advisors must deliver information about their personnel to their clients to help them make the necessary operational adjustments.
Advisors with fiscal years ending Dec. 31 have until July 31 to deliver Part 2B of Form ADV, otherwise known as the brochure supplement, to new clients and until Dept. 30 to deliver Part 2B to existing customers. The extended compliance date for Part 2B of Form ADV does not apply to the delivery of Part 2A; that date is still May 30.
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