Gearing up for more stringent regulations ahead, SIFMA is calling on regulators to better coordinate efforts and craft a business-model neutral fiduciary standard.

“We have different regulators trying to achieve the same outcomes, and not always coordinating,” Kenneth Bentsen Jr., president and CEO of SIFMA, told attendees at the industry association’s annual year-in-review conference in New York City Thursday. 

Register or login for access to this item and much more

All On Wall Street content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access