After three decades at M.L. Stern and Southwest Securities, Neil Hattem split to join Stifel Nicolaus as vice president/investments in the firm's Los Angeles office. There, Hattem looks to expand his muni bond-based advisory business and develop his succession plan for his eventual retirement.

"Neil is a great addition to our private client group in Los Angeles," said Mark Tobin, branch manager. "His fixed income expertise and overall investment acumen will help provide outstanding advice and guidance to our clients during these challenging times in the financial markets."

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