The Sanction Commission of SIX Swiss Exchange has imposed a $103,000 fine on UBS Inc. not promptly publishing information on expected losses, in summer of 2007.

This delay represented a breach of the provisions on ad hoc publicity, the exchange said.

Register or login for access to this item and much more

All On Wall Street content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access