A FINRA arbitration panel ruled a Wells Fargo adviser and the wirehouse liable for $1.1 million in damages over allegations he stole client data from UBS.

The arbitration panel's ruling resolves a long-running dispute over whether or not David Kinnear broke trade secrets and other fraud and abuse laws, and whether UBS retaliated by making false and malicious statements about their former employee.

Register or login for access to this item and much more

All On Wall Street content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access